Wellington Shields & Co., LLC - Stock Holdings in 13F Filings (SEC)

Updated on March 15, 2026.

Based on 13F Filings filed with the SEC on February 9, 2026, for the 2025 Q4 period, Wellington Shields & Co., LLC held in its portfolio 321 assets valued at $405,403,679 (i.e. $405.40M).

The most valuable assets in the portfolio included: MICROSOFT CORP COM ($33.85M), APPLE INC COM ($29.98M), and JPMORGAN CHASE & CO COM ($15.32M).

The chart below shows the top 10 valuable assets, and the table below shows the top 321 valuable assets.

You can see similar for other investment managers.

Related Topics: SEC Topic List.
Data Source: SEC.
Top Valuable Stocks in Wellington Shields & Co., LLC Portfolio
MICROSOFT CORP COM
APPLE INC COM
JPMORGAN CHASE & CO COM
ELI LILLY & CO COM
NVIDIA CORPORATION COM
ALPHABET INC CAP STK CL C
EXXON MOBIL CORP COM
INTERNATIONAL BUSINESS MACHS COM
ABBVIE INC COM
AMAZON COM INC COM
Wellington Shields & Co., LLC - Stock Holdings in 13F Filings (SEC)
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Name of Issuer No. of Shares Value ($) Class
MICROSOFT CORP COM 69990 33848492 Stock
APPLE INC COM 110258 29974738 Stock
JPMORGAN CHASE & CO COM 47531 15315466 Stock
ELI LILLY & CO COM 12977 13945825 Stock
NVIDIA CORPORATION COM 68172 12714142 Stock
ALPHABET INC CAP STK CL C 35538 11151826 Stock
EXXON MOBIL CORP COM 76928 9257478 Stock
INTERNATIONAL BUSINESS MACHS COM 26503 7850601 Stock
ABBVIE INC COM 30817 7041460 Stock
AMAZON COM INC COM 30236 6978997 Stock
CATERPILLAR INC COM 9417 5394717 Stock
ALPHABET INC CAP STK CL A 16540 5177020 Stock
BLACKSTONE INC COM 33301 5133027 Stock
STATE STREET SPDR S&P 500 ETF 6816 4647967 ETF
VISA INC COM CL A 12941 4538364 Stock
BERKSHIRE HATHAWAY INC DEL CL B NEW 8652 4348928 Stock
BROADCOM INC COM 12167 4210999 Stock
UNION PAC CORP COM 17488 4045324 Stock
ROCKET LAB CORP COM 57643 4021176 Stock
WALMART INC COM 36002 4010965 Stock
HONEYWELL INTL INC COM 20044 3910384 Stock
ILLUMINA INC COM 28618 3753537 Stock
ABBOTT LABS COM 29746 3726877 Stock
GE AEROSPACE COM NEW 12097 3726209 Stock
CITIGROUP INC COM NEW 31188 3639328 Stock
NEWMONT CORP COM 36200 3614570 Stock
FLOWERS FOODS INC COM 320985 3492319 Stock
JOHNSON & JOHNSON COM 16815 3479898 Stock
CONSTELLATION ENERGY CORP COM 9728 3436448 Stock
DISNEY WALT CO COM 28250 3213957 Stock
S&P GLOBAL INC COM 5800 3031022 Stock
APOLLO GLOBAL MGMT INC COM 20676 2993034 Stock
PALANTIR TECHNOLOGIES INC CL A 15734 2796719 Stock
PALO ALTO NETWORKS INC COM 14962 2756000 Stock
INVESCO QQQ TRUST SERIES I 4217 2590443 ETF
CORNING INC COM 29576 2589675 Stock
MCKESSON CORP COM 3145 2579403 Stock
KINDER MORGAN INC DEL COM 90624 2491254 Stock
MERCK & CO INC COM 23366 2459505 Stock
SHOPIFY INC CL A SUB VTG SHS 14893 2397326 Stock
HOME DEPOT INC COM 6816 2345491 Stock
PERSONALIS INC COM 292489 2328212 Stock
PROCTER & GAMBLE CO COM 15929 2282781 Stock
BRISTOL-MYERS SQUIBB CO COM 40540 2186719 Stock
AT&T INC COM 85844 2132359 Stock
WASTE MGMT INC DEL COM 9464 2079320 Stock
PFIZER INC COM 80956 2015801 Stock
CITIZENS FINL GROUP INC COM 34000 1985940 Stock
CHEVRON CORPORATION COM 13013 1983311 Stock
CISCO SYS INC COM 25510 1965035 Stock
AMERICAN EXPRESS CO COM 5186 1918672 Stock
COCA COLA CO COM 25400 1775714 Stock
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 5829 1771375 ADR
AMGEN INC COM 5309 1737525 Stock
GE VERNOVA INC COM 2602 1700646 Stock
SOUTHERN CO COM 18484 1611797 Stock
BOEING CO COM 7389 1604300 Stock
QXO INC COM NEW 81770 1577343 Stock
AFLAC INC COM 13866 1528983 Stock
BLACKROCK INC COM 1418 1517742 Stock
FIRST SOLAR INC COM 5727 1496064 Stock
RTX CORPORATION COM 8033 1473252 Stock
SIMON PPTY GROUP INC NEW COM 7819 1447375 REIT
VERIZON COMMUNICATIONS INC COM 35498 1445813 Stock
META PLATFORMS INC CL A 2178 1437676 Stock
CVS HEALTH CORP COM 17844 1416100 Stock
ONEOK INC NEW COM 18886 1388121 Stock
EATON CORP PLC SHS 4257 1355987 Stock
ENTERPRISE PRODS PARTNERS L P COM 41448 1328823 Stock
ENCOMPASS HEALTH CORP COM 12330 1308706 Stock
JACKSON FINANCIAL INC COM CL A 12163 1297184 Stock
LINDE PLC SHS 3020 1287875 Stock
LOCKHEED MARTIN CORP COM 2660 1286562 Stock
3M CO COM 7974 1276714 Stock
KEYCORP COM 61200 1263168 Stock
CSX CORP COM 33847 1226954 Stock
APPLIED MATLS INC COM 4650 1195004 Stock
PHILIP MORRIS INTL INC COM 7132 1143895 Stock
DEVON ENERGY CORP NEW COM 30726 1125493 Stock
QUALCOMM INC COM 6500 1111825 Stock
ENBRIDGE INC COM 22889 1096240 Stock
TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS 34300 1070503 ADR
PEPSICO INC COM 7345 1054154 Stock
BLACKSTONE SECD LENDING FD COMMON STOCK 39634 1043572 CEF
EQUIFAX INC COM 4800 1041504 Stock
PRUDENTIAL FINL INC COM 9137 1031385 Stock
FREEPORT-MCMORAN INC CL B 20019 1016765 Stock
GENERAC HLDGS INC COM 7359 1003547 Stock
NEXTERA ENERGY INC COM 12464 1000610 Stock
PNC FINL SVCS GROUP INC COM 4643 969221 Stock
EDISON INTL COM 15400 924308 Stock
EMERSON ELEC CO COM 6959 923532 Stock
GRAIL INC COM 10739 919151 Stock
WEYERHAEUSER CO COM NEW 38772 918507 REIT
COSTCO WHOLESALE CORPORATION COM 1050 905457 Stock
ROCKET COS INC COM CL A 46600 902176 Stock
STATE STREET TECHNOLOGY SELECT SECTOR SPDR ETF 6192 891462 ETF
IRON MTN INC DEL COM 10643 882837 REIT
THERMO FISHER SCIENTIFIC INC COM 1510 874970 Stock
NORTHROP GRUMMAN CORP COM 1525 869570 Stock
COMFORT SYS USA INC COM 885 825962 Stock
MASTERCARD INCORPORATED CL A 1379 787244 Stock
ISHARES TIPS BOND ETF 7067 776734 ETF
MEDTRONIC PLC SHS 8075 775685 Stock
GENERAL MILLS INC COM 16070 747264 Stock
ORACLE CORP COM 3830 746505 Stock
SNOWFLAKE INC COM SHS 3400 745824 Stock
ENERGY TRANSFER L P COM UT LTD PTN 43803 722304 Stock
GILEAD SCIENCES INC COM 5770 708210 Stock
TOAST INC CL A 19700 699547 Stock
BUILDERS FIRSTSOURCE INC COM 6790 698623 Stock
MCDONALDS CORP COM 2266 692694 Stock
VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES ETF 14000 692440 ETF
COINBASE GLOBAL INC COM CL A 3045 688596 Stock
APPLOVIN CORP COM CL A 1000 673820 Stock
DUKE ENERGY CORP NEW COM NEW 5749 673805 Stock
UNITEDHEALTH GROUP INC COM 1980 653506 Stock
UNITED PARCEL SVCS INC CL B 6513 646024 Stock
ASML HLDG NV N Y REGISTRY SHS 600 641916 ADR
WILLIAMS COS INC COM 10274 617600 Stock
TEMPUS AI INC CL A 10400 614120 Stock
FLUTTER ENTMT PLC SHS 2829 608348 Stock
COREBRIDGE FINL INC COM 20000 603400 Stock
ILLINOIS TOOL WKS INC COM 2400 591120 Stock
CONOCOPHILLIPS COM 6293 589088 Stock
HUNTINGTON INGALLS INDS INC COM 1700 578119 Stock
BP PLC SPONSORED ADR 16619 577178 ADR
TE CONNECTIVITY PLC ORD SHS 2500 568775 Stock
WP CAREY INC COM 8660 557358 REIT
ALTRIA GROUP INC COM 9607 553924 Stock
BANK NEW YORK MELLON CORP COM 4740 550267 Stock
COMCAST CORP NEW CL A 18269 546058 Stock
CROWDSTRIKE HLDGS INC CL A 1139 533918 Stock
SEI INVTS CO COM 6500 533130 Stock
LOEWS CORP COM 5001 526620 Stock
RPM INTL INC COM 5000 520000 Stock
SPDR GOLD SHARES 1291 511636 ETF
GENERAL DYNAMICS CORP COM 1502 505663 Stock
SIMPLIFY GOVERNMENT MONEY MARKET ETF 5037 504153 ETF
MOTOROLA SOLUTIONS INC COM NEW 1310 502149 Stock
CARMAX INC COM 12788 494128 Stock
INVESCO AEROSPACE & DEFENSE ETF 3154 494033 ETF
WARBY PARKER INC CL A COM 22625 492999 Stock
KODIAK GAS SVCS INC COM 13000 486200 Stock
EQT CORP COM 9000 482400 Stock
STATE STREET SPDR S&P BIOTECH ETF 3900 475527 ETF
CUMMINS INC COM 921 470124 Stock
INTEL CORP COM 12693 468368 Stock
VALERO ENERGY CORP COM 2840 462324 Stock
DTE ENERGY CO COM 3500 451430 Stock
ROYAL GOLD INC COM 2028 450804 Stock
LOWES COS INC COM 1836 442770 Stock
CHIPOTLE MEXICAN GRILL INC COM 11600 429200 Stock
TESLA INC COM 952 428133 Stock
AES CORP COM 29586 424263 Stock
WHEATON PRECIOUS METALS CORP COM 3600 423072 Stock
SHELL PLC SPON ADS 5674 416926 ADR
FIDELITY NATIONAL FINANCIAL IN COM SHS 7605 415157 Stock
INVESCO GLOBAL CLEAN ENERGY ETF 25807 415045 ETF
WARNER BROS DISCOVERY INC COM SER A 14192 409003 Stock
TRAVELERS COMPANIES INC COM 1408 408404 Stock
INVESCO SEMICONDUCTORS ETF 5142 405500 ETF
INVESCO NEXT GEN MEDIA AND GAMING ETF 6687 398338 ETF
INVESCO WILDERHILL CLEAN ENERGY ETF 13019 397610 ETF
M & T BK CORP COM 1966 396110 Stock
ROCKWELL AUTOMATION INC COM 1000 389070 Stock
KKR & CO INC COM 3000 382440 Stock
SYSCO CORP COM 5142 378914 Stock
EVEREST GROUP LTD COM 1100 373285 Stock
AGNICO EAGLE MINES LTD COM 2176 368945 Stock
NIKE INC CL B 5711 363848 Stock
INVESCO NEXT GEN CONNECTIVITY ETF 2693 360813 ETF
MP MATERIALS CORP COM CL A 7100 358692 Stock
INVESCO NASDAQ INTERNET ETF 6610 356598 ETF
THE CIGNA GROUP COM 1286 353946 Stock
ISHARES IBONDS DEC 2026 TERM CORPORATE ETF 14420 349397 ETF
FIDELITY NATL INFORMATION SVCS COM 5250 348915 Stock
MARKEL GROUP INC COM 160 343944 Stock
COLGATE PALMOLIVE CO COM 4333 342394 Stock
STERIS PLC SHS USD 1350 342252 Stock
BECTON DICKINSON & CO COM 1757 340958 Stock
STRATEGY SHARES NASDAQ 7HANDL INDEX ETF 15290 336686 ETF
CHUBB LIMITED COM 1061 331159 Stock
QNITY ELECTRONICS INC COMMON STOCK 4037 329621 Stock
AMPLIFY CYBERSECURITY ETF 4100 329517 ETF
METLIFE INC COM 4154 327936 Stock
EOG RES INC COM 3085 323956 Stock
GREIF INC CL B 4201 313773 Stock
OCCIDENTAL PETE CORP COM 7600 312512 Stock
PLANET LABS PBC COM CL A 15776 311103 Stock
D-WAVE QUANTUM INC COM 11600 303340 Stock
BLOOM ENERGY CORP COM CL A 3485 302812 Stock
DUPONT DE NEMOURS INC COM 7405 297681 Stock
CHENIERE ENERGY INC COM NEW 1525 296445 Stock
FORD MTR CO COM 22491 295082 Stock
ISHARES PREFERRED & INCOME SECURITIES ETF 9525 294894 ETF
PATRIA INVESTMENTS LIMITED COM CL A 18400 292376 Stock
ISHARES CORE U.S. AGGREGATE BOND ETF 2915 291150 ETF
INVESCO WATER RESOURCES ETF 4071 286617 ETF
ARCOSA INC COM 2694 286426 Stock
LAMAR ADVERTISING CO CL A 2250 284805 REIT
MONDELEZ INTL INC CL A 5252 282715 Stock
SENSIENT TECHNOLOGIES CORP COM 3000 281850 Stock
SLB LIMITED COM STK 7300 280174 Stock
FASTENAL CO COM 6960 279305 Stock
WEST PHARMACEUTICAL SVSC INC COM 1000 275140 Stock
EASTMAN CHEM CO COM 4250 271278 Stock
TEXAS PACIFIC LAND CORPORATION COM 927 266253 Stock
RIGETTI COMPUTING INC COMMON STOCK 12000 265800 Stock
SEMPRA COM 3000 264870 Stock
AMERICAN WTR WKS CO INC NEW COM 2000 261000 Stock
ROYAL BK CDA COM 1526 260168 Stock
TURN THERAPEUTICS INC COM 65732 258984 Stock
SIMPSON MFG INC COM 1585 255930 Stock
BITMINE IMMERSION TECNOLOGIES COM NEW 9400 255210 Stock
PARKER-HANNIFIN CORP COM 287 252356 Stock
CONSOLIDATED EDISON INC COM 2532 251514 Stock
GE HEALTHCARE TECHNOLOGIES INC COMMON STOCK 3060 250945 Stock
L3HARRIS TECHNOLOGIES INC COM 838 246012 Stock
SURO CAPITAL CORP COM NEW 26023 245657 CEF
TAKE-TWO INTERACTIVE SOFTWARE COM 956 244765 Stock
SOLSTICE ADVANCED MATLS INC COM SHS 5009 243337 Stock
SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST 499 239644 ETF
FIRST HORIZON CORPORATION COM 10000 239000 Stock
PHILLIPS 66 COM 1832 236401 Stock
TRINITY INDS INC COM 8900 235316 Stock
SEAGATE TECHNOLOGY HLDNGS PLC ORD SHS 850 234082 Stock
ALBEMARLE CORP COM 1629 230406 Stock
DEERE & CO COM 487 226733 Stock
UNILEVER PLC SPON ADR NEW 3418 223537 ADR
NAVIGATOR HLDGS LTD SHS 12870 222908 Stock
CORTEVA INC COM 3320 222540 Stock
MULTI-ASSET DIVERSIFIED INCOME INDEX FUND 14025 220473 ETF
ISHARES SILVER TRUST 3400 219028 ETF
CALIFORNIA WTR SVC GROUP COM 5000 216650 Stock
ADOBE INC COM 606 212094 Stock
DT MIDSTREAM INC COMMON STOCK 1750 209440 Stock
PUBLIC STORAGE OPER CO COM 800 207600 REIT
OTIS WORLDWIDE CORP COM 2346 204923 Stock
HEWLETT PACKARD ENTERPRISE CO COM 8485 203810 Stock
GOLDMAN SACHS BDC INC SHS 21650 200912 CEF
WELLS FARGO & CO COM 2138 199262 Stock
ALERIAN MLP ETF 3912 183942 ETF
TEXAS INSTRS INC COM 1050 182165 Stock
JPMORGAN EQUITY PREMIUM INCOME ETF 3010 172292 ETF
DOW HLDGS INC COM 7124 166559 Stock
CHART INDUSTRIES 804 165809 Stock
ACCENTURE PLC IRELAND SHS CLASS A 613 164468 Stock
MORGAN STANLEY COM NEW 911 161730 Stock
VANGUARD SHORT-TERM CORPORATE BOND ETF 2000 159460 ETF
INTUIT COM 239 158318 Stock
BLACKSTONE MTG TR INC COM CL A 8275 158301 REIT
PARAMOUNT SKYDANCE CORP COM CL B 11627 155802 Stock
DELTA AIR LINES INC COM NEW 2235 155109 Stock
STATE STREET CONSUMER DISCRETIONARY SELECT SECTOR SPDR ETF 1280 152845 ETF
MAIN STR CAP CORP COM 2520 152183 CEF
ISHARES BIOTECHNOLOGY ETF 900 151893 ETF
UBER TECHNOLOGIES INC COM 1850 151164 Stock
TRUIST FINL CORP COM 3000 147630 Stock
KRAFT HEINZ CO COM 6000 145500 Stock
MARRIOTT INTL INC NEW CL A 455 141159 Stock
SCOTTS MIRACLE-GRO CO CL A 2369 138231 Stock
XPO INC COM 1000 135910 Stock
ANTERIS TECHNOLOGIES GLOBAL COM 27146 135459 Stock
ISHARES SHORT DURATION BOND ACTIVE ETF 2646 135211 ETF
TAPESTRY INC COM 1055 134797 Stock
STRYKER CORPORATION COM 375 131801 Stock
ADVANCED MICRO DEVICES INC COM 607 129995 Stock
MANNKIND CORP COM NEW 22660 128482 Stock
TRANSOCEAN LTD REGISTERED SHS 30423 125647 Stock
CARLYLE GROUP INC COM 2098 124033 Stock
VANGUARD TOTAL STOCK MARKET ETF 360 120697 ETF
ENTERGY CORP NEW COM 1300 120159 Stock
FEDEX CORP COM 400 115544 Stock
GOLDMAN SACHS GROUP INC COM 125 109875 Stock
STATE STREET INDUSTRIAL SELECT SECTOR SPDR ETF 697 108178 ETF
CARRIER GLOBAL CORPORATION COM 2000 105680 Stock
LUMEN TECHNOLOGIES INC COM 13584 105544 Stock
INVESCO PREFERRED ETF 8939 100474 ETF
KAYNE ANDERSON ENERGY INFRSTR COM 7945 98359 CEF
EDWARDS LIFESCIENCES CORP COM 1150 98038 Stock
AMERICAN ELEC PWR CO INC COM 850 98014 Stock
STEREOTAXIS INC COM NEW 42527 97812 Stock
BANK AMERICA CORP COM 1727 94985 Stock
CURTISS WRIGHT CORP COM 169 93143 Stock
ISHARES MSCI USA MOMENTUM FACTOR ETF 363 90863 ETF
PROLOGIS INC. COM 700 89362 REIT
ISHARES RUSSELL 2000 ETF 335 82464 ETF
PRECIGEN INC COM 17000 71060 Stock
GSK PLC SPONSORED ADR 1443 70765 ADR
SALESFORCE INC COM 261 69142 Stock
ISHARES EXPANDED TECH-SOFTWARE SECTOR ETF 650 68699 ETF
IDACORP INC COM 500 63280 Stock
UNITED RENTALS INC COM 77 62318 Stock
B & G FOODS INC NEW COM 14305 61513 Stock
ISHARES BITCOIN TRUST ETF 1189 59034 ETF
JPMORGAN NASDAQ EQUITY PREMIUM INCOME ETF 1000 58120 ETF
STATE STREET FINANCIAL SELECT SECTOR SPDR ETF 1000 54770 ETF
STATE STREET SPDR S&P METALS & MINING ETF 500 51805 ETF
VISTRA CORP COM 300 48399 Stock
ISHARES SEMICONDUCTOR ETF 150 45173 ETF
ARISTA NETWORKS INC COM SHS 334 43764 Stock
WABTEC COM 192 40990 Stock
INVESCO S&P 500 EQUAL WEIGHT ETF 209 40051 ETF
FIRST TRUST NASDAQ CYBERSECURITY ETF 500 35725 ETF
STEEL DYNAMICS INC COM 200 33890 Stock
GABELLI EQUITY TR INC COM 5428 33491 CEF
TARGET CORP COM 305 29814 Stock
DIAMONDBACK ENERGY INC COM 186 27949 Stock
MPLX LP COM UNIT REP LTD 400 21348 Stock
REDDIT INC CL A 92 21148 Stock
LAM RESEARCH CORP COM NEW 120 20542 Stock
BWX TECHNOLOGIES INC COM 76 13136 Stock
BROOKFIELD CORP CL A LTD VT SH 264 12139 Stock
QUANTA SVCS INC COM 28 11818 Stock
NORTH EUROPEAN OIL RTY TR SH BEN INT 1600 10528 Stock
AUTOMATIC DATA PROCESSING INC COM 39 10032 Stock
NETFLIX INC. COM 100 9376 Stock
STATE STREET SPDR BLOOMBERG 1-3 MONTH T-BILL ETF 99 9047 ETF
DELL TECHNOLOGIES INC CL C 35 4406 Stock
VANGUARD S&P 500 ETF 2 1254 ETF